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Advanced-CAMS-Audit Testantworten, Advanced-CAMS-Audit Lernhilfe

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ACAMS Advanced-CAMS-Audit Prüfungsplan:

Thema
Einzelheiten

Thema 1

Reporting, Recommendations, and Follow-Up: This section of the exam measures the skills of audit managers and covers the communication of audit findings to stakeholders. It includes developing clear recommendations for improvement based on evaluation results and ensuring follow-up on those recommendations.

Thema 2

Corporate Governance and the Audit Function: This section of the exam measures the skills of auditing professionals and covers the principles and frameworks that guide effective governance in organizations. It emphasizes understanding the roles and responsibilities of the board of directors, management, and auditors. A key skill assessed is the ability to evaluate governance structures and their impact on organizational performance.

Thema 3

Planning and Scoping: This section of the exam measures the skills of audit managers and covers the processes involved in planning an audit engagement. It includes defining the scope, objectives, and resources required for an effective audit. A critical skill evaluated here is the ability to identify risks and develop a comprehensive audit plan that addresses those risks while ensuring compliance with relevant standards.

Thema 4

Fieldwork and Evaluation: This section of the exam measures the skills of target professionals to demonstrate audit procedures during fieldwork. It involves collecting evidence, testing controls, and evaluating findings to ensure accuracy and reliability.

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Advanced-CAMS-Audit Lernhilfe & Advanced-CAMS-Audit Zertifizierungsfragen

Sie wissen unbedingt die Wichtigkeit der IT-Zertifizierungsprüfugen, wenn Sie in IT-Industrie arbeiten. Es gibt verschiedene IT-Zertifizierungsprüfungen. Davon sind einige sehr beliebt, z.B Advanced-CAMS-Audit. Wenn Sie keine Zertifizierung besitzen, sollen Sie sich an der ACAMS Advanced-CAMS-Audit Prüfung melden. Wir ZertSoft können Ihnen die Prüfungsunterlagen bieten und wir ZertSoft sind auch Ihre Garantie, ACAMS Advanced-CAMS-Audit Zertifizierungsprüfung zu bestehen.

ACAMS Advanced CAMS-Audit Certification Exam Advanced-CAMS-Audit Prüfungsfragen mit Lösungen (Q45-Q50):

45. Frage
When testing the operational effectiveness of an institution's customer risk rating model an auditor finds that the risk rating is not in accordance with the model specification in some cases.After interviewing developers andofficers,the auditor learns the specification document is inaccurate and has not been updated in a timely manner.Which are appropriate corrective action plans'? (Select Two.)

A. Check periodically if released rules are operating as per the specifications.
B. Set up a checkpoint before release to make sure that the release is in accordance with the specifications.
C. Alert the person incharge of releasing the model that me release must comply with the specifications.
D. Report this matter to the board of directors.
E. Tram KYC personnel to recognize errors in the customer risk rating model.

Antwort: A,B

Begründung:
B: Periodic Checks: Regular monitoring ensures that implemented rules align with updated specifications and are functioning as intended, reducing the risk of deviation from compliance standardsints Before Release**:
Establishing validation checkpoints ensures that all releases comply with documented specifications, mitigating risks of errors in the risk rating model

46. Frage
Which key elements of testing methodology should be documented? (Select Three.)

A. Elements contributing to the inherent risk of the organization
B. Planned expansion or changes in the business profile of the organization
C. Relevant testing techniques subject to the nature and size of the test population
D. Documentation requirements of test results supporting the conclusion
E. Sampling method applied to select an appropriate sample size
F. Test objectives and population selection criteria to mitigate the inherent risk in the operational unit

Antwort: D,E,F

Begründung:
A: Documentation Requirements: Proper documentation ensures transparency and traceability of the testing process and outcomes.
B: Sampling Method: Establishing the sampling methodology ensures that the test results are representative of the population and risks being assessed.
D: Test Objectives and Population Selection: These elements help align the testing approach with the identified risks and objectives, ensuring the focus is on mitigating the most critical issues.
CAMS-Audit emphasizes robust documentation and sampling techniques to maintain the integrity and reliability of audit findings.

47. Frage
When assessing the KYC process which should an auditor observe from the customer risk assessment? (Select Two)

A. Self-declaration or Beneficial ownership should not be accepted as it is not adequate.
B. If this was a face-to-face customer, the overall customer risk rating should be changed to low.
C. Overseas shareholders not involved in the customer's dally operations are not beneficial owners.
D. The purpose and intended nature of the business relationship were not reviewed m the assessment.
E. The ultimate beneficial owners of the customer need to be Identified and verified.

Antwort: D,E

Begründung:
C:The purpose and intended nature of the business relationship are fundamental elements of customer due diligence (CDD) and should be reviewed in the risk assessment process to understand the rationale behind the customer's activities and their alignment with expected patterns.
D:Identifying and verifying the ultimate beneficial owners (UBOs) is a core principle of the KYC process to ensure transparency and mitigate risks related to hidden ownership or illicit activities.

48. Frage
An auditor should verify that an institution has ensured its AML systems and controls include:

A. daily reports by the institution's money laundering reporting officer on the operation and effectiveness of those systems and controls.
B. training for senior management and the governing body only.
C. supporting documents of its risk management policies and risk profile in relation to money laundering.
D. measures to ensure that money laundering risk is taken into account in its monthly operations.

Antwort: C

Begründung:
Core Components of AML Systems and Controls:
* Supporting documentation ensures alignment with regulatory expectations and helps auditors verify that the institution's policies and controls reflect its assessed risks.
Other Options:
* B:Monthly operations are operational concerns, not control documentation.
* C:Daily reports are excessive for governance purposes.
* D:Training must include all staff, not only senior management.

49. Frage
Which does a financial institution (FI) need to do when outsourcing an independent audit?

A. Ensure that the scope of the audit and the experience of the auditors match the needs of the Fl.
B. Select an audit firm based on recommendations from the AMI compliance officer.
C. Investigate whether the audit firm has conducted prior audits with the Fl.
D. Choose an audit firm based on price consideration and geographic location.

Antwort: A

Begründung:
Selecting an Audit Firm:
* The scope and expertise of the audit firm must align with the institution's risk profile and regulatory requirements to ensure the audit's effectiveness.
Best Practices in Outsourced Audits:
* Properly scoping and selecting auditors with relevant AML/CFT experience ensures compliance and minimizes operational risks.
CAMS-Audit Guidance:
* Advanced CAMS-Audit emphasizes the importance of tailoring audit scopes and selecting experienced auditors for outsourced engagements.

50. Frage
......

Die ACAMS Advanced-CAMS-Audit Zertifizierungsprüfung ist eine der wertvollsten zeitgenössischen Zertifizierungsprüfung. In den letzten Jahrzehnten ist die Computer-Ausbildung schon ein Fokus geworden. Sie ist ein notwendiger Bestandteil der Informations-Technologie im IT-Bereich. So legen viele IT-fachleute diese Prüfung ab, um ihr Wissen zu erweitern und einen Durchbruch in allen Bereichen zu verschaffen. Und unsere Fragen und Antworten zur ACAMS Advanced-CAMS-Audit Zertifizierungsprüfung sind genau das, was sie brauchen. Dennoch ist es schwer, diesen Test zu bestehen. Wählen Sie die entsprechende Abkürzung, um Erfolg zu garantieren. Wählen Sie ZertSoft, kommt der Erfolg auf Sie zu. Die Fragen und Antworten zur ACAMS Advanced-CAMS-Audit Zerzifizierung von ZertSoft werden von den IT-Eliten nach ihren Erfahrungen und Praxien bearbeitet und haben die Zertifizierungserfahrung von mehr als zehn Jahren.

Advanced-CAMS-Audit Lernhilfe: https://www.zertsoft.com/Advanced-CAMS-Audit-pruefungsfragen.html